The pattern of investment of a mutual fund is oriented to fixed income yielding securities under
(a) Growth fund scheme
(b) income fund scheme
(c) balanced fund scheme
(d) money market scheme
What is NAV?
(a) Net Available Volume
(b) Next Asset Valuation
(c) Net Asset Value
(d) Neutral Asset Volume
This fund is one that is available for subscription all through the year.
(a) Open end fund
(b) Closed end fund
(c) Growth fund
(d) Income fund
Which is not a type of mutual fund?
(a) money market funds
(b) bond funds
(c) balanced funds
(d) direct fund
What is ‘Mis-selling’ of Mutual Funds?
1. Mis-selling takes place when mutual funds are sold without telling them the likely returns.
2. When agents sell the products without telling investors what the risks are involved in investing in mutual funds.
3. When agents invest somebody’s money in mutual funds without their knowledge, it is called mis-selling.
(a) Only 1
(b) Only 2
(c) Only 3
(d) All 1, 2 and 3
Expand the ETF?
(a) Equity-Traded Funds
(b) Exchange-Traded Funds
(c) Europe-Traded Funds
(d) Exchange-Tracked Funds
Related: marketing research questions
This fund is open for subscription only during a specified period.
(a) Open end fund
(b) Closed end fund
(c) Growth fund
(d) Income fund
What is “ESG” in ESG Investing?
(a) Environmental, Social, and Global
(b) Europe, South Asia, and Global
(c) Economic, Security, and Governance
(d) Environmental, Social, and Governance
The company which actually deals with the corpus of the mutual fund is called
(a) sponsor company
(b) trustee company
(c) asset / wealth management company
What is the difference between Automatic Investment Plans and Systematic Investment Plans?
(a) Both AIP and SIP are interchangeable terms
(b) AIP is for big Institutional Investors and Systematic Investment Plan is for individual investors
(c) AIP is applicable for stocks while SIP is applicable for MFs
(d) There is no such term as Automatic Investment Plans
What is a mutual fund?
(A) A type of collective investment scheme that pools money from many investors and invests it in stocks, bonds or other money market instruments.
(B) It is a subsidiary of a bank or financial company created specially to raise money to be invested in a particular industry, i.e. housing or insurance etc. The money raised thus cannot be invested anywhere else.
(C) When several banks and financial companies come together and create a common pool of money to fund mega-infrastructural projects like bridges, roads, power plants etc, the common pool is known as the Mutual Fund.
(a) Only A
(b) Only B
(c) Only C
(d) All A, B & C
Who regulates mutual funds in the USA?
(a) Federal Trade Commission
(b) U.S. Securities and Exchange Commission
(c) Financial Industry Regulatory Authority
(d) Commodity Futures Trading Commission
The aim of this fund is to provide regular and steady income for investors.
(a) Open end fund
(b) Closed end fund
(c) Growth fund
(d) Income fund
Fees that Mutual funds charge to manage the funds and for regular operations is known as?
(a) Exit Load
(b) STCG
(c) Expense Ratio
(d) management fees
Related: quiz on macroeconomics
The first mutual fund was established in the:
(a) 1890s
(b) 1920s
(c) 1940s
(d) 1960s
529A plans are also known as?
(a) HSAs accounts
(b) ABLE accounts
(c) Fluid funds
(d) Stable Value Funds
These funds are mutual funds that invest in stocks with the potential for long term capital appreciation.
(a) Open end fund
(b) Closed end fund
(c) Growth fund
(d) Income fund
Stock mutual funds are also sometimes called
(a) Open end fund
(b) Closed end fund
(c) Growth fund
(d) Equity fund
This pools money from investors and invests in different securities.
(a) debts
(b) equities
(c) mutual funds
(d) virtual office
Related: Questions on Fundamental, technical analysis of Stocks
Mutual fund schemes can be operated by
(a) asset management company
(b) public sector banks
(c) financial institutions
(d) any of these
