Finance MCQ for SEBI:

The minimum application money should be ________ of nominal value as per SEBI guidelines
(a) 25%
(b) 30%
(c) 40%
(d) None of these

Ans. (a)

Ques. SEBI has made mandatory for the companies to disclose
(a) the yearly annual report
(b) monthly report and annual report
(c) quarterly and annual report
(d) monthly review and annual report

Answer. (c)

As per SEBI application money should be refunded from the end of___________ day
(a) 60
(b) 70
(c) 80
(d) 90

Ans. (a)

If the refunds are delayed by more than 10 days after this period. The directors become liable to
repay the money with how much interest as per SEBI Guidelines.
(a) 10%
(b) 15%
(c) 20%
(d) None of these

Ans. (b)

The abbreviation ‘SEBI’ stands for:
(a) Savings and Exchange Bank of India
(b) Securities and Exchange Bank of India
(c) Survey of essential business in India
(d) Securities and Exchange Board of India

Ans. (d)

According to SEBI guidelines
(a) all the new issues should be in depository mode
(b) all the A group shares should be traded through NSDL
(c) all the B group shares should be traded trough NSDL
(d) all the above are true

Answer. (a)

Allotment of shares or debentures must be made after getting ______ subscription against entire public issue as per SEBI guidelines.
(a) 80%
(b) 90%
(c) 100%
(d) None of these

Ans. (b)

Related: Contract of guarantee example

Ques. National Securities Depository Limited is an Indian central securities depository based in
(a) New Delhi
(b) Chennai
(c) Hyderabad
(d) Mumbai

Ans. (d)

SEBI would not yet offer documents seeking listing on
(a) OTCEI
(b) NSE
(c) BSE
(d) ISE

Answer. (a)

Securities & Exchange Board of India (SEBI) was established in
(a) 1981
(b) 1988
(c) 1990
(d) 1992

Ans. (b)

Related: Reserve Bank of India Quiz

On which one of the following issues can SEBI penalize any company in India?
(A) Violation of Banking Regulation Act.
(B) Violation of foreign portfolio investment guidelines.
(C) For violation of Negotiable Instruments Act.
(a) Only (A)
(b) Only (B)
(c) All (A), (B) & (C)
(d) Only (A) & (B)

Ans. (b)

SEBI is constituted on the recommendations of __
(a) Rangarajan Committee
(B) Narasimham Committee
(c) Patel committee

Ans. (c)